0001284812-15-000130.txt : 20150219
0001284812-15-000130.hdr.sgml : 20150219
20150218163355
ACCESSION NUMBER: 0001284812-15-000130
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150218
DATE AS OF CHANGE: 20150218
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: COHEN & STEERS INC
CENTRAL INDEX KEY: 0001284812
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 141904657
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-80432
FILM NUMBER: 15628428
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212 832 3232
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: STEERS ROBERT HAMILTON
CENTRAL INDEX KEY: 0001181438
FILING VALUES:
FORM TYPE: SC 13G/A
MAIL ADDRESS:
STREET 1: C/O COHEN & STEERS, INC.
STREET 2: 280 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
SC 13G/A
1
rs13gbody123114.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 10)*
Cohen & Steers, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $0.01 per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
19247A 10 0
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2014
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
----------
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Persons who respond to the collection of information contained in this form are
not required to respond unless the form displays a currently valid OMB control
number.
SEC 1745 (3-06)
CUSIP No.19247A 10 0
________________________________________________________________________________
1. Names of Reporting Persons
I.r.s. Identification No. of Above Persons (Entities Only)
Robert H. Steers
________________________________________________________________________________
2. Check the Appropriate Box If a Member of a Group (See Instructions)
(A) [_]
(B) [X]
________________________________________________________________________________
3. Sec Use Only
________________________________________________________________________________
4. Citizenship or Place of Organization
U.S.A.
________________________________________________________________________________
Number of 5. Sole Voting Power
Shares 6,494,601
_________________________________________________________________
Beneficially 6. Shared Voting Power
Owned by 5,429,760
_________________________________________________________________
Each 7. Sole Dispositive Power
Reporting 6,494,601
_________________________________________________________________
Person 8. Shared Dispositive Power
With 5,429,760
________________________________________________________________________________
9. Aggregate Amount Beneficially Owned by Each Reporting Person
12,103,458
________________________________________________________________________________
10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[_]
________________________________________________________________________________
11. Percent of Class Represented by Amount in Row (9)
27.02%*
________________________________________________________________________________
12. Type of Reporting Person (See Instructions)
IN
________________________________________________________________________________
* The calculation of the foregoing percentage is based on 44,789,474 shares of
common stock outstanding as of November 3, 2014, based on the Cohen & Steers,
Inc. Form 10-Q for the quarter ended September 30, 2014 dated November 6, 2014
filed with the United States Securities and Exchange Commission on
November 6, 2014.
CUSIP No.19247A 10 0
Item 1(a). Name of Issuer:
Cohen & Steers, Inc.
____________________________________________________________________
Item 1(b). Address of Issuer's Principal Executive Offices:
280 Park Avenue, New York, NY 10017
____________________________________________________________________
Item 2(a). Name of Person Filing:
Robert H. Steers
____________________________________________________________________
Item 2(b). Address of Principal Business Office, or if None, Residence:
For the purpose of this filing, the address of Robert H. Steers is:
c/o Cohen & Steers, Inc.
280 Park Avenue
New York, NY 10017
____________________________________________________________________
Item 2(c). Citizenship:
United States of America
____________________________________________________________________
Item 2(d). Title of Class of Securities:
Common Stock, par value $0.01 per share
____________________________________________________________________
Item 2(e). CUSIP Number:
19247A 10 0
____________________________________________________________________
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b)
or (c), Check Whether the Person Filing is a: N/A
(a) [_] Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
(b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
(c) [_] Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).
(d) [_] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C 80a-8).
(e) [_] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G);
(h) [_] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [_] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) [_] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J)
CUSIP No.19247A 10 0
Item 4. Ownership.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
12,100,155 shares of Common Stock, as of February 11, 2015, which
includes 950,920 shares held by the Robert H. Steers Family Trust,
of which Mr. Steers' spouse is the sole trustee, and 4,478,840
shares held by the Steers 2014 Descendents' Trust, of which Mr.Steers
spouse and sister-in-law serve as the trustees.
______________________________________________________________________
(b) Percent of class:
See Item 11 of the cover page
______________________________________________________________________
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote_______________________,
See Item 5 on the cover page
(ii) Shared power to vote or to direct the vote_____________________,
See Item 6 on the cover page
(iii) Sole power to dispose or to direct the disposition of__________,
See Item 7 on the cover page
(iv) Shared power to dispose or to direct the disposition of________
See Item 8 on the cover page
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities check the following [ ].
N/A
_______________________________________________________________________
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
N/A
_______________________________________________________________________
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
N/A
_______________________________________________________________________
Item 8. Identification and Classification of Members of the Group.
N/A
_______________________________________________________________________
Item 9. Notice of Dissolution of Group.
N/A
______________________________________________________________________
Item 10. Certification.
N/A
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 2015
----------------------------------------
(Date)
/s/ Robert H. Steers
----------------------------------------
(Signature)
Robert H. Steers
----------------------------------------
(Name/Title)
The original statement shall be signed by each person on whose behalf the
statement is filed or his authorized representative. If the statement is signed
on behalf of a person by his authorized representative other than an executive
officer or general partner of the filing person, evidence of the
representative's authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature
Note. Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact constitute federal
criminal violations (See 18 U.S.C. 1001).